MarieElena V. Ness

MarieElena V. Ness

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Ms. MarieElena Ness has been with Haverford since 2005. Mimi, Vice President & Chief Compliance Officer, is responsible for administering the compliance policies and procedures of the firm as well as those of Haverford’s parent company, Drexel Morgan & Co., and a related investment adviser, Haverford Financial Services. She also serves as Chief Compliance Officer for Haverford Trust Securities, a subsidiary broker-dealer.

Education & Certifications

B.A., State University of New York College, Oswego

M.P.A., Rockefeller College of Public Affairs and Policy

FINRA Series 7, 24, 53, 63 and 65

Previous Experience

Managing Partner Regulatory Compliance Assistance, LLC

Compliance Director ADVISORport, Inc

Compliance Director Persimmon Securities, Inc.

Support Team

Compliance Support Team

Dane E. Collins, J.D. Compliance Analyst

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Contact

Email

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Direct Phone

610.995.8741