MarieElena V. Ness

MarieElena Ness

Vice President & Chief Compliance Officer

Ms. MarieElena Ness has been with Haverford since 2005. Mimi, Vice President and Chief Compliance Officer, is responsible for administering the compliance policies and procedures of the firm as well as those of Haverford’s parent company, Drexel Morgan & Co., and a related investment adviser, Haverford Financial Services. She also serves as Chief Compliance Officer for Haverford Trust Securities, a subsidiary broker-dealer.

Contact Information

610.995.8741

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Certifications & Education

M.P.A., SUNY Albany – Rockefeller College of Public Affairs and Policy

B.A., State University of New York College at Oswego

FINRA Series 7, 24, 53, 63, and 65

Previous Experience

Managing Partner
Regulatory Compliance Assistance, LLC

Compliance Director
ADVISORport, Inc.

Compliance Director
Persimmon Securities, Inc.

Compliance Team

MarieElena V. Ness

MarieElena V. Ness

Vice President & Chief Compliance Officer
610.995.8741

Dane E. Collins, J.D.

Compliance Manager
610.995.8745