MarieElena Ness

MarieElena V. Ness, The Haverford Trust Company

Chief Compliance Officer

Ms. MarieElena Ness has been with Haverford since 2005. Mimi, Vice President and Chief Compliance Officer, is responsible for Haverford’s Compliance Program, assuring its material effectiveness in addressing legal and regulatory obligations. She serves as Chief Compliance Officer for Haverford’s parent company, Drexel Morgan & Co., as well as Haverford Financial services, an affiliated SEC registered Investment Advisor. She is also the president of Haverford Trust Securities, a subsidiary broker-dealer.

Contact

610.995.8741

FINRA’s Brokercheck

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Certifications & Education

M.P.A., SUNY Albany – Rockefeller College of Public Affairs and Policy
B.A., State University of New York College at Oswego
FINRA Series 7, 24, 53, and 63

Previous Experience

Managing Partner

Regulatory Compliance Assistance, LLC
Compliance Director

ADVISORport, Inc.
Compliance Director

Persimmon Securities, Inc.

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