Our Team

Caroline Dwyer Roch

Custody Operations Specialist

Ms. Caroline Dwyer Roch joined the firm in 2021. As a Custody Operations Specialist, Caroline is primarily responsible for directing incoming securities transfers for new accounts, mutual fund trading, settlement, and reconciliation, and processing all transactions for certificates of deposit.

Contact Information

484.253.6346

FINRA'S BROKERCHECK

Send an email

Certifications & Education

B.A., Lafayette College

FINRA Series 7 and 66

Previous Experience

Change of Ownership/Inheritance Specialist
The Vanguard Group

Client Relationship Associate: Senior Associate
The Vanguard Group

Marketing Intern
YOGASMOGA

Our Team

Caroline Dwyer Roch

Custody Operations Specialist

Ms. Caroline Dwyer Roch joined the firm in 2021. As a Custody Operations Specialist, Caroline is primarily responsible for directing incoming securities transfers for new accounts, mutual fund trading, settlement, and reconciliation, and processing all transactions for certificates of deposit.

Contact Information

484.253.6346

Send an email

To protect your privacy, please do not include any non-public personal information on this contact form. If you correspond with us via the internet, we cannot guarantee the security of information you provide.

Certifications & Education

B.A., Lafayette College

FINRA Series 7 and 66

Previous Experience

Change of Ownership/Inheritance Specialist
The Vanguard Group

Client Relationship Associate: Senior Associate
The Vanguard Group

Marketing Intern
YOGASMOGA

Contact Haverford

To protect your privacy, please do not include any non-public personal information on this contact form. If you correspond with us via the internet, we cannot guarantee the security of information you provide.

Our Team

Caroline Dwyer Roch

Custody Operations Specialist

Ms. Caroline Dwyer Roch joined the firm in 2021. As a Custody Operations Specialist, Caroline is primarily responsible for directing incoming securities transfers for new accounts, mutual fund trading, settlement, and reconciliation, and processing all transactions for certificates of deposit.

Contact Information

484.253.6346

Send an email

To protect your privacy, please do not include any non-public personal information on this contact form. If you correspond with us via the internet, we cannot guarantee the security of information you provide.

Certifications & Education

B.A., Lafayette College

FINRA Series 7 and 66

Previous Experience

Change of Ownership/Inheritance Specialist The Vanguard Group

Client Relationship Associate: Senior Associate The Vanguard Group

Marketing Intern YOGASMOGA

Contact Haverford

To protect your privacy, please do not include any non-public personal information on this contact form. If you correspond with us via the internet, we cannot guarantee the security of information you provide.

Change of Ownership/Inheritance Specialist
The Vanguard Group

Client Relationship Associate: Senior Associate
The Vanguard Group

Marketing Intern
YOGASMOGA